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SEC Rule 10b-5
Results: 780

#	Item
91	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]January 28, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-28 16:00:11 Financial regulation Securities Exchange Act U.S. Securities and Exchange Commission Financial economics Financial system Securities Act SEC Rule 10b-5 Mutual fund scandal United States securities law United States Securities and Exchange Commission 73rd United States Congress
92	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 4, 2015 ACCOUNTING AND AUDITING ENFORCEMENT Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-04 17:44:45 Accountancy Public Company Accounting Oversight Board U.S. Securities and Exchange Commission Securities Act Securities Exchange Act Securities regulation in the United States SEC Rule 10b-5 Sarbanes–Oxley Act United States securities law Financial regulation Business
93	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release No[removed]January 26, 2015 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-26 17:39:27 Financial regulation Corporate crime U.S. Securities and Exchange Commission Securities Exchange Act United States Securities Act SEC Rule 10b-5 Investment Advisers Act Financial system United States securities law 73rd United States Congress United States Securities and Exchange Commission
94	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]January 28, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-01-28 16:00:11 Financial regulation Securities Exchange Act U.S. Securities and Exchange Commission Financial economics Financial system Securities Act SEC Rule 10b-5 Mutual fund scandal United States securities law United States Securities and Exchange Commission 73rd United States Congress
95	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release No[removed]January 30, 2015 SECURITIES EXCHANGE ACT OF 1934 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-30 16:49:45 73rd United States Congress United States Securities and Exchange Commission Business Financial regulation Vodafone Securities Exchange Act AirTouch SEC Rule 10b-5 Securities Act United States securities law SEC filings Finance
96	Microsoft Word - Complaint-- Germany Final.docx Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-06-13 11:26:52 Financial regulation Government Securities Exchange Act Securities Act SEC Rule 10b-5 U.S. Securities and Exchange Commission Securities and Exchange Commission United States Private Securities Litigation Reform Act United States securities law United States Securities and Exchange Commission 73rd United States Congress
97	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]January 23, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-01-23 15:17:03 Financial regulation Securities Exchange Act U.S. Securities and Exchange Commission SEC Rule 10b-5 Securities Act United States Government Securities Fraud Deterrence and Investor Restitution Act United States securities law 73rd United States Congress United States Securities and Exchange Commission
98	SEC Complaint: Manuel M. Bello, Ayuda Equity Funding, LLC, and AmeriFund Capital Holdings, LLC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-06-25 16:21:06 Financial economics Investment Finance Security Stock market Securities regulation in the United States Securities Act Securities Exchange Act SEC Rule 10b-5 United States securities law 73rd United States Congress United States Securities and Exchange Commission
99	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release No[removed]January 30, 2015 SECURITIES EXCHANGE ACT OF 1934 Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-01-30 16:49:45 73rd United States Congress United States Securities and Exchange Commission Business Financial regulation Vodafone Securities Exchange Act AirTouch SEC Rule 10b-5 Securities Act United States securities law SEC filings Finance
100	The ELIV Group, LLC and Scott Valente Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-02-03 15:14:40 U.S. Securities and Exchange Commission Federal Rules of Civil Procedure Plaintiff SEC Rule 10b-5 Law Financial regulation Government United States securities law 76th United States Congress Investment Advisers Act

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